Recent Transactions
NYSE: SOUL
Soul World Bank
Business Combination
$8,100,000,000
Lead Finder
November 2025
NASDAQ: CWD
CaliberCos
Convertible Note
$1,500,000
Exclusive Finder
March 2025
NASDAQ: LGCB
Linkage Global
Convertible Note
$3,500,000
Exclusive Placement Agent
July 2025
NASDAQ: SLGB
Smart Logistics
Initial Public Offering
$5,000,000
Lead Underwriter
October 2025
NASDAQ: RAYA
Erayak Power Solution
At The Market
$10,000,000
Sales Agent
September 2025
NASDAQ: RAYA
Erayak Power Solution
Registered Direct
$3,000,000
Exclusive Placement Agent
July 2025
Pinnacle Food
Initial Public Offering
$7,200,000
Underwriter
April 2025
NASDAQ: ADVB
Advanced Biomed
Initial Public Offering
$6,560,000
Underwriter
March 2025
NASDAQ: DXST
Decent Holdings
Initial Public Offering
$5,000,000
Lead Underwriter
January 2025
NASDAQ: AMST
Amesite
Common Stock
$3,600,000
Joint BookRunner
January 2025
NASDAQ: ADUR
Aduro
Common Stock
$4,000,000
Lead Underwriter
November 2024
NASDAQ: GIG
GiG7
Initial Public Offering
$200,000,000
Lead Underwriter
August 2024
NASDAQ: WETH
Wetouch
Common Stock
$10,800,000
Lead Underwriter
February 2024
NASDAQ: CLNE
Clean Energy
Common Stock
$3,900,000
Lead Underwriter
March 2023
PaxMedica
Initial Public Offering
$8,100,000
Lead Underwriter
August 2022
NASDAQ: HUDI
Huadi
Initial Public Offering
$25,000,000
Lead Underwriter
January 2021
NASDAQ: TIVC
Tivic Health
Licensing Agreement
February 2025
NASDAQ: TIVC
Tivic Health
Equity Line of Credit
$25,000,000
Exclusive Finder
March 2025
NYSE: NSRX
Nasus Pharma
Initial Public Offering
$10,000,000
Co‑Underwriter
August 2025
NYSE: KNRX
Knorex
Initial Public Offering
$12,000,000
Co‑Underwriter
September 2025
NASDAQ: CWD
CaliberCos
Perpetual Preferred
$15,900,000
Exclusive Finder
September 2025
NASDAQ: ADVB
Advanced Biomed
Equity Line of Credit
$25,000,000
Exclusive Placement Agent
June 2025
NASDAQ: CWD
CaliberCos
Common Stock
$900,000
Underwriter
April 2025
NASDAQ: ILAG
Intelligent Living
Public Offering
$6,000,000
Placement Agent
February 2025
NASDAQ: GIFT
Giftify
Common Stock
$600,000
Placement Agent
January 2025
NASDAQ: NCEW
New Century
Initial Public Offering
$6,000,000
Lead Underwriter
December 2024
NASDAQ: LBGJ
LiBang
Initial Public Offering
$6,080,000
Lead Underwriter
October 2024
NASDAQ: MTEN
Mingteng
Initial Public Offering
$4,200,000
Lead Underwriter
April 2024
NYSE: NCL
Northann
Initial Public Offering
$6,000,000
Lead Underwriter
October 2023
NASDAQ: RAYA
Erayak Power Solution
Initial Public Offering
$12,000,000
Lead Underwriter
December 2022
1847
Common Stock
$6,000,000
Lead Underwriter
August 2022
NASDAQ: CWD
CaliberCos
Equity Line of Credit
$25,000,000
Exclusive Finder
March 2025
NASDAQ; LAWR
Robot Consulting
Initial Public Offering
$15,000,000
Co‑Underwriter
July 2025
NASDAQ: PPCB
Propanc Biopharma
Uplisting
$4,000,000
Co‑Underwriter
August 2025
NASDAQ: ACCL
ACCO Group Holdings
Initial Public Offering
$5,600,000
Co‑Underwriter
October 2025
NASDAQ: RAYA
Erayak Power Solution
Registered Direct
$7,000,000
Exclusive Placement Agent
July 2025
NASDAQ: TIVC
Tivic Health
Private Placement
$8,400,000
Exclusive Placement Agent
May 2025
NASDAQ: HXHX
Haoxin Holdings
Initial Public Offering
$7,000,000
Lead Underwriter
April 2025
NASDAQ: WGRX
Wellgistics
Initial Public Offering
$4,000,000
Lead Underwriter
February 2025
NASDAQ: MASK
3E Network
Initial Public Offering
$5,000,000
Lead Underwriter
January 2025
NASDAQ: NAMI
Jinxin
Initial Public Offering
$5,000,000
Lead Underwriter
December 2024
NASDAQ: HUHU
HUHUTech
Initial Public Offering
$4,200,000
Lead Underwriter
October 2024
NASDAQ: MAMO
Massimo
Initial Public Offering
$5,850,000
Lead Underwriter
April 2024
Washos
Capital Raise
Transaction Advisor
August 2023
NASDAQ: BIAF
Bioaffinity
Initial Public Offering
$7,855,925
Co‑Underwriter
September 2022
OnDemand Visit
Brokered Sale
Investment Banker
July 2022